À propos
Stephanie A. Capistron advises U.S. registered investment companies and their investment advisers on regulatory, compliance, and corporate matters, including fund launches, reorganizations, and exemption requests. She also assists with exchange-traded fund structures and governance matters.
Domaines d’expertise
Investment ManagementSecuritiesRegulatoryCorporateFinancial ServicesCompliance
Bureau
Expertise
Investment CompaniesExchange-Traded FundsMutual FundsFund Governance
Formation
- Providence College, B.A., 2005, summa cum laude
- Boston College Law School, J.D., 2008, magna cum laude
