À propos
Director at Freeths LLP based in England who advises FCA‑authorised and unauthorised clients in the financial services sector, including fund operators, service providers, financial advisers, finance brokers, brokerage firms, insurers and insurance brokers. He has experience advising on securing FCA authorisation, varying regulatory permissions and passporting rights, and on ongoing compliance obligations.
Domaines d’expertise
Financial ServicesRegulatoryComplianceInsurance
Bureau
Expertise
FCA authorisation & regulatory permissionsPassporting rightsOngoing regulatory complianceFund operators & service providersFinancial advisersFinance brokers & brokerage firmsInsurers & insurance brokers