About
David Peavler is a former senior officer and enforcement attorney at the U.S. Securities and Exchange Commission (SEC). He defends companies and individuals involved in SEC investigations and prosecutions, leads internal investigations, and counsels clients on compliance, internal controls, and transactional issues related to federal securities laws. He also provides insights on public reporting, corporate governance, and financial services industry regulation, having served as general counsel for a registered broker-dealer and investment adviser and as in-house disclosure counsel for a major energy company.
Practice areas
White-Collar CrimeGovernment InvestigationsSEC EnforcementSecurities LitigationInternal InvestigationsComplianceCorporate GovernanceFinancial Services Regulation