About
Partner in the Special Matters and Government Investigations practice with nearly 15 years as a senior SEC enforcement official. Counsels public companies, investment advisers, broker-dealers, accounting firms, private funds, and individuals on complex government investigations, compliance, and board advisory matters.
Practice areas
Government InvestigationsSecurities EnforcementComplianceBoard Advisory
Office
Expertise
Financial Fraud InvestigationsInsider TradingMarket ManipulationCyber-IntrusionsFiduciary Duty BreachesConflict of Interest DisclosuresUnregistered Offerings