About
Financial services regulatory partner in the firm’s Corporate practice. Advises market participants worldwide on regulatory, transactional, trading and markets issues, with particular emphasis on U.S. regulation of securities broker-dealers, asset managers, clearing agencies, and electronic trading systems. Represents broker-dealers and asset managers on all aspects of their business life cycles, with particular emphasis on regulation of private banks and wealth managers, investment banks, equity and fixed-income trading operations, research businesses, syndicates, and electronic trading systems. Regularly represents globally important financial institutions, including state-owned financial institutions, on cross-border activities, and SIFMA on SEC and FINRA regulation issues.