About
Former Assistant Director of the SEC; represents financial institutions, public companies, and individuals in high-profile investigations regarding federal securities laws, consumer protection laws, and unfair and deceptive trade practices. Appears before the SEC, FINRA, CFPB, CFTC, and state Attorneys General.
Practice areas
White CollarGovernment InvestigationsFinancial Services Litigation
Office
Expertise
Securities LawConsumer Protection LawUnfair and Deceptive Trade Practices