About
George D. Sullivan has wide-ranging trial and regulatory experience in the broker-dealer and investment arenas. He focuses on representing financial institutions and individuals in securities enforcement and regulatory matters, complex commercial litigation, securities litigation and arbitration, internal corporate investigations and broker-dealer compliance issues.
Practice areas
Securities EnforcementRegulatory InvestigationsComplex Commercial LitigationSecurities LitigationArbitrationInternal Corporate InvestigationsBroker-Dealer ComplianceSecurities Litigation and Arbitration
Office
Expertise
Securities enforcement and regulatory investigationsComplex commercial litigationSecurities litigation and arbitrationInternal corporate investigationsBroker-dealer compliance
Education
- J.D., University of Pennsylvania Law School, 1982
- B.A., magna cum laude, University of Connecticut, 1979
Admissions
- New York
- Florida
- Connecticut
- California
Languages
English