Steven Gatti

Steven Gatti specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations. Steve advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions. · Clifford Chance

United StatesSecurities Regulation, Regulatory Enforcement

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About

Steven Gatti specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and advises multi-national broker-dealers, asset managers, and other financial services companies on financial markets and trading regulation, compliance, new product development, and financial institution mergers and acquisitions.

Practice areas

Securities RegulationRegulatory EnforcementWhite Collar Criminal DefenseLitigationCorporate / M&AComplianceInternal InvestigationsFinancial Regulation

Office

United States

Clifford Chance · Steven Gatti specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations. Steve advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.

United States

Expertise

Financial ServicesBroker-DealersAsset ManagementFinancial Institutions

Education

The George Washington University Law School (JD) 1995
College of William and Mary (B.A., History), 1990