About
Represents U.S. registered investment companies and investment advisers in regulatory, transactional and compliance matters, including complex fund mergers, fund launches, proxy statements, and SEC exemptive relief. Advises boards on governance. Experience with SEC liquidity risk management rule and pay-to-play rule. Works with money market funds under Rule 2a-7.
Practice areas
Investment CompaniesInvestment AdvisersFund FormationRegulatory ComplianceSEC EnforcementFund GovernanceMoney Market FundsPay-to-Play Rule
Office
Expertise
Regulatory MattersTransactional MattersCompliance MattersComplex Fund MergersFund Development and LaunchRegistration and Proxy StatementsSEC Exemptive, Interpretive, and No-Action ReliefBoards of Directors/Trustees AdviceSEC Liquidity Risk Management RulePay-to-Play Rule
Education
- Georgetown University Law Center, J.D., 2008
- University of Colorado at Boulder, B.A., Economics, 2002