About
David J. Harris provides regulatory and transactional advice on a wide range of matters in the financial services industry. He works with investment funds, investment advisers, broker-dealers, banks, thrifts, trust companies, credit unions, insurance companies, commodity trading advisers, commodity pool operators, and futures commission merchants, as well as financial services holding companies. He counsels clients on laws and regulations administered by the SEC, Federal Reserve Board, OCC, FDIC, NCUA, CFTC, U.S. Treasury, FSOC, and FTC, and state regulators. He also advises on privacy regimes under the Gramm-Leach-Bliley Act, FCRA, Regulation S-P, and related regulations.
Practice areas
Financial Services RegulatorySecuritiesBanking
Office
Expertise
Financial Services RegulatorySecurities RegulationBanking RegulationPrivacy Law
Education
- Purdue University, B.A., B.S., 1978, with High Honors, Phi Beta Kappa and Pi Kappa Phi
- Georgetown University Edmund A. Walsh School of Foreign Service, M.S.F.S., 1982
- Georgetown University Law Center, J.D., 1982, magna cum laude, topics editor of Law and Policy in International Business