About
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Practice areas
Investment Fund Formation and ManagementMutual/Registered/Exchange-Traded Funds
Office
Expertise
Regulatory and compliance matters for U.S. registered investment companies, investment advisers, and service providersFund development, organization, and registrationRegistration and proxy statementsFund reorganizationsAffiliated transaction matters under the Investment Company Act of 1940Advising mutual funds, exchange-traded funds, and their boards on fiduciary oversight, disclosure, advisory fees, and distribution arrangements
Education
- Northwestern University, B.A., 1997
- Case Western Reserve University School of Law, J.D., 2003, magna cum laude, Order of the Coif