About
Kaitlin McGrath is a Partner at Dechert in the Financial Services and Investment Management department. She advises U.S. registered investment companies (mutual funds, closed-end funds, ETFs), their investment advisers, and independent directors on corporate, regulatory, compliance, and enforcement matters. Her experience includes fund development, registration, reorganizations, adviser acquisitions, compliance programs, marketing disclosures, exemptive relief, and SEC investigations. She has particular expertise in exchange-traded funds (ETFs), including launching new ETF business lines, and advises on affiliated transactions and conflicts of interest.
Practice areas
Investment ManagementSecuritiesRegulatory Compliance
Office
Expertise
Exchange-traded funds (ETFs)Fund registration and reorganizationSEC compliance and enforcementAffiliated transactions and conflicts of interest