LinkinLegal
MC

Meghan Carey

Meg Carey advises asset management and financial institutional clients on a broad range of complex legal, regulatory, and compliance matters. With over 15 years of experience spanning both the public and private sectors, Meg delivers insightful advice on: Structuring and operating exempt and registered investment advisers Investment funds, including fund formations and restructuring, GP-led secondary transactions, management team spin-outs, and minority stake investments SEC examinations and investigations Regulatory compliance M&A and restructuring transactions involving asset managers and broker-dealers Before joining Latham, Meg held esteemed positions at several other prominent law firms. Meg began her career at the SEC’s Division of Examinations Office of Chief Counsel, where she advised on matters involving investment advisers, investment funds, and broker-dealers. · Latham & Watkins

United StatesAsset Management, Investment Funds

About

Meg Carey advises asset management and financial institutional clients on complex legal, regulatory, and compliance matters, with over 15 years of experience including SEC and law firm roles. She specializes in structuring and operating investment advisers, fund formations, SEC examinations, and M&A and restructuring transactions involving asset managers and broker-dealers.

Practice areas

Asset ManagementInvestment FundsRegulatory ComplianceSEC InvestigationsMergers and AcquisitionsRestructuringBroker-DealerInvestment Adviser Regulation

Office

Expertise

Asset ManagementFinancial InstitutionsInvestment FundsPrivate EquityBroker-Dealers