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Ian Roffman

Ian Roffman leads a Securities Enforcement and Litigation team that clients rely on when facing SEC investigations, securities litigation, government inquiries, corporate governance disputes, and complex civil disputes. Our clients include investment advisers; broker-dealers; private funds; insurance companies and the individuals who lead them; public companies and their executives and directors; accounting firms and accountants; banks and credit unions; private investors; and others involved in complex financial matters, including elected officials and agencies. Clients also engage Ian to conduct internal investigations to uncover potential wrongdoing, make independent findings, head off litigation or regulatory inquiries, or remediate malfeasance. An experienced trial lawyer, Ian served as Senior Trial Counsel in the SEC’s Boston office prior to joining Nutter. In addition to leading the firm’s Securities Enforcement and Litigation practice, Ian served a six-year term on the firm’s governing Executive Committee and was chair of the firm’s litigation department. He currently serves as co-chair of the Amicus Committee of the Boston Bar Association and sits on the Amicus Advisory Board for the Greater Boston Chamber of Commerce, where he previously served as co-chair. He has held a number of roles with the Boston Bar Association, including Council member. He has also played a leadership role in a number of civic and charitable organizations, including board vice-chair of a community mental health center and board chair of a local education foundation. · Nutter, McClennen & Fish, LLP

United StatesSecurities Enforcement and Litigation, White-Collar Crime

About

Ian Roffman leads the Securities Enforcement and Litigation practice at Nutter, McClennen & Fish, LLP, focusing on SEC investigations, securities litigation, government inquiries, and internal investigations. He previously served as Senior Trial Counsel in the SEC's Boston office.

Practice areas

Securities Enforcement and LitigationWhite-Collar CrimeInternal InvestigationsCorporate GovernanceComplex Civil Litigation

Office

United States

Nutter, McClennen & Fish, LLP · Ian Roffman leads a Securities Enforcement and Litigation team that clients rely on when facing SEC investigations, securities litigation, government inquiries, corporate governance disputes, and complex civil disputes. Our clients include investment advisers; broker-dealers; private funds; insurance companies and the individuals who lead them; public companies and their executives and directors; accounting firms and accountants; banks and credit unions; private investors; and others involved in complex financial matters, including elected officials and agencies. Clients also engage Ian to conduct internal investigations to uncover potential wrongdoing, make independent findings, head off litigation or regulatory inquiries, or remediate malfeasance. An experienced trial lawyer, Ian served as Senior Trial Counsel in the SEC’s Boston office prior to joining Nutter. In addition to leading the firm’s Securities Enforcement and Litigation practice, Ian served a six-year term on the firm’s governing Executive Committee and was chair of the firm’s litigation department. He currently serves as co-chair of the Amicus Committee of the Boston Bar Association and sits on the Amicus Advisory Board for the Greater Boston Chamber of Commerce, where he previously served as co-chair. He has held a number of roles with the Boston Bar Association, including Council member. He has also played a leadership role in a number of civic and charitable organizations, including board vice-chair of a community mental health center and board chair of a local education foundation.

United States

Expertise

Investment AdvisersBroker-DealersPrivate FundsInsurance CompaniesPublic CompaniesAccounting FirmsBanks and Credit UnionsPrivate InvestorsElected Officials and Agencies