About
With extensive knowledge of securities markets regulation — both internationally and domestically — Frederic Krieger is well situated to advise and represent financial services firms of all sizes on product, bank, broker-dealer and investment management regulation; corporate governance; U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) examinations, investigations and inquiries; internal investigations; compliance advice and training; and related civil litigation. Fred also represents international industrial companies in the development of global codes of conduct, focusing on employment practices, anti-corruption, government sanctions, anti-money laundering (AML) and know your customer (KYC), and other key policies related to ethical business culture and compliance.