About
Co-Chair of the firm's Investment Services group, representing mutual funds, boards of directors, money managers, broker-dealers, banks, insurance companies and other financial institutions in investment company, investment adviser, broker-dealer and insurance product matters, including securities, regulatory, product design and transaction counseling. Also counsels boards of directors of investment companies on their special responsibilities.
Practice areas
Investment FundsSecurities RegulationCorporate GovernanceFinancial Services Regulation
Office
Expertise
Mutual FundsInvestment CompaniesBroker-Dealer RegulationCorporate Governance
Education
- University of Virginia, J.D., 1978
- College of William and Mary, A.B., 1975