
Adam Epstein
Adam is a Partner in the Finance & Banking Group. He leads the Firm's highly regarded practice defending clients against the financial services regulatory bodies. For more than 20 years, he has defended some of the biggest enforcement cases to emerge, ranging from the enforcement proceedings brought in relation to Barings in the 1990's to acting in the recent LIBOR and Forex investigations, and others not yet public. He knows the FCA prosecution well and has practical hands on experience in front of the decision makers. He also has extensive experience in cross jurisdictional matters that involve, for example, the Securities and Exchange Commission (SEC) and the Department of Justice (DoJ). In addition to defending contested actions, his work often takes place in the pre investigation and pre enforcement stages, helping clients protect themselves against future possible regulatory action. Adam's practice also includes a great deal of experience representing clients in front of a wide variety of other business regulators and enforcement authorities. He represents both individuals and institutions. Adam also leads the firm's Professional Discipline practice, advising professionals such as accountants, lawyers, insolvency practitioners and pension trustees who are facing challenge or investigation by regulatory or enforcement bodies. Adam also leads the firm's Professional Discipline practice, advising professionals such as accountants, lawyers, insolvency practitioners and pension trustees who are facing challenge or investigation by regulatory or enforcement bodies. He is also experienced in Court and arbitral proceedings, having acted in disputes involving substantial sums of money across arenas as diverse as funds, finance, private banking, spread betting, foreign exchange, structured products, pensions, insurance and capital markets. He combines 25 years' experience of litigating with an in-depth knowledge of the industry and the relevant rules. Adam is widely recognised as a leading individual in the area of Financial Services. The Contentious Regulatory practice that he heads is ranked in Legal 500 and Chambers & Partners and Adam himself has been consistently rated over the years by both legal directories. Legal 500 praises the group's "high-quality and commercially savvy advice" and states that "the ‘very experienced and wily’ Adam Epstein is the undoubted standout". Chambers cites Adam as "extremely good and knowledgeable in this area" and applauds his "extremely focused, very client-friendly" approach stating that he is "exactly the person you would want on your side". Legal 500 2016 states that "he provides 'calm, sensible and sound advice' and is 'revered by his opponents as an expert in his field.'". · Mishcon de Reya LLP
About
Adam Epstein is a Partner at Mishcon de Reya who leads the Finance & Banking Group and the firm's contentious regulatory practice. He has over 20 years' experience defending high‑profile financial services enforcement matters (including LIBOR and Forex investigations), advising on cross‑jurisdictional SEC and DoJ matters, and leading professional discipline work for accountants, lawyers, insolvency practitioners and pension trustees.
Practice areas
Office
Expertise
Education
- College of Law
- Cambridge University (Honorary Senior Exhibitioner)