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David Allison

David’s practice covers all types of claims and complaints against financial professionals, including civil litigation, FOS complaints, and FCA past business reviews. He typically acts for insurance companies and their insureds, usually financial services companies such as financial advisors, accountants, pensions transfer specialists, and brokers. He also acts for financial institutions – particularly wealth managers and asset managers – and trustees. David has extensive experience of advising both insurers and insureds in respect of regulatory past business reviews, including under s.166 of FSMA. · RPC

EnglandProfessional Liability, Financial Services

About

David advises on claims and complaints against financial professionals, handling civil litigation, Financial Ombudsman Service complaints and FCA past business reviews. He typically represents insurers and insureds and acts for financial institutions such as wealth managers, asset managers and trustees, with particular experience advising on s.166 FSMA past business reviews.

Practice areas

Professional LiabilityFinancial ServicesInsuranceRegulatory InvestigationsCivil LitigationDispute Resolution

Office

Expertise

Wealth ManagementAsset ManagementInsurance CompaniesFinancial AdvisersAccountantsPensions Transfer SpecialistsTrusteesDiscretionary Fund ManagersAppointed RepresentativesFCA s.166 Past Business Reviews