LinkinLegal
Simon Sutcliffe photo

Simon Sutcliffe

Simon is a financial services lawyer specialising in asset management. He advises fund sponsors/managers, service providers, fund boards, trustees and investors based in the UK and around the globe. Simon provides his clients with succinct and practical commercial advice. He is able to offer targeted guidance on specific matters and bring his extensive management skills to bear on more complex projects, including on a multi-jurisdictional basis. Simon’s practice encompasses a broad range of specialist areas relating to the asset management sector, including fund establishment and closure, marketing and distribution, regulatory compliance, derivatives trading, depositary, custodian and trustee services, collateral management, investment due diligence and more. It also covers a broad range of investment funds, including alternative investment funds (AIFs) and undertakings for collective investment in securities (UCITS) (including exchange traded and fund-of-funds). Simon’s career has seen him working in both private and in-house practice and he has acted as in-house counsel for a number of top financial institutions including The Bank of New York Mellon, Macquarie Bank, and BlackRock. Prior to commencing his legal career, Simon attended the Royal Military Academy Sandhurst and served for five years as an Army officer, undertaking leadership roles in the UK and overseas. · Keystone Law

EnglandAsset Management, Investment Funds

About

Financial services lawyer specialising in asset management who advises fund sponsors, managers, service providers, fund boards, trustees and investors in the UK and internationally. His practice covers fund establishment and closure, marketing and distribution, regulatory compliance, derivatives trading, depositary/custodian/trustee services, collateral management and investment due diligence; he has held in-house counsel roles at The Bank of New York Mellon, Macquarie and BlackRock and previously served as an Army officer after training at the Royal Military Academy Sandhurst.

Practice areas

Asset ManagementInvestment FundsRegulatory ComplianceDerivativesDepositary & Trustee ServicesCustodyCollateral ManagementInvestment Due Diligence

Office

Expertise

Fund establishment and closureFund marketing and distributionAlternative Investment Funds (AIFs)UCITS (including exchange traded funds and fund-of-funds)Derivatives tradingMulti-jurisdictional fund projectsAdvising fund sponsors, managers, service providers, trustees and investors

Education

  • Royal Military Academy Sandhurst
  • Trained at BlueBay Asset Management (qualified 2010)