Sean Sadler
Practice focused on securities trading and adviser regulation, particularly advising Canadian and non-resident dealers and advisers on offering services in Canada. Regularly advises registrants on private placements, commodity futures and OTC derivatives trading, acquisitions, divestitures and reorganizations of registrants and merger of investment fund complexes and establishment of investment fund businesses. Has, together with local counsel, assisted clients in establishing or restructuring investment funds in non-Canadian jurisdictions including, Bermuda, BVI, Cayman Islands and Mauritius. Regularly advises on securities law/IIROC/MFDA compliance and enforcement matters, and white collar defense and internal investigations on matters involving securities. Has taught various securities law subjects at Canadian law schools. · McCarthy Tétrault
About
Sean Sadler focuses on securities trading and adviser regulation, advising Canadian and non-resident dealers and advisers on offering services in Canada and on matters affecting registrants, including private placements, derivatives trading and transactions involving investment fund businesses. He also advises on IIROC/MFDA compliance and enforcement, conducts white collar defence and internal investigations, and has assisted with establishing or restructuring investment funds in jurisdictions such as Bermuda, BVI, Cayman Islands and Mauritius; he has taught securities law subjects at Canadian law schools.
Practice areas
Office
Expertise
Admissions
- Ontario Bar, 1989