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Taku Umezawa

Financial Regulations (Banking Act, Financial Instruments and Exchange Act, Insurance Business Act) · Nagashima Ohno & Tsunematsu

JapanFinancial Services Regulation, Banking & FinanceJapanese, English

About

Partner at Nagashima Ohno & Tsunematsu specializing in financial regulations, including the Banking Act, the Financial Instruments and Exchange Act, and the Insurance Business Act. Admitted to the Japanese bar in 1999, he has worked at Simpson Thacher & Bartlett (New York) and at Japan's Financial Services Agency (Inspection Division) and holds degrees from The University of Tokyo (B.A.) and University of Pennsylvania Law School (LL.M.).

Practice areas

Financial Services RegulationBanking & FinanceCorporate / M&AInsuranceSecurities & Capital Markets

Office

Expertise

Banking regulation (Banking Act)Securities regulation (Financial Instruments and Exchange Act)Insurance regulation (Insurance Business Act)Regulatory inspections and compliance

Education

  • The University of Tokyo (B.A., 1997)
  • University of Pennsylvania Law School (LL.M., 2004)

Admissions

  • Admitted to the Japanese Bar (1999)
  • Member, The Dai-ichi Tokyo Bar Association
  • Member, The Japan Federation of Bar Associations

Languages

JapaneseEnglish