About
Consultant at Ince & Co in Hong Kong with extensive experience in regulatory and compliance matters within the financial industry. Previously Head of Capital Markets Compliance at Royal Bank of Canada (Hong Kong) and has held legal roles at Nomura International (Hong Kong) and Lehman Brothers Asia Holdings.
Practice areas
LitigationDispute ResolutionRegulatory & ComplianceBanking & FinanceCapital MarketsDerivatives
Office
Expertise
Capital Markets ComplianceRegulatory ComplianceCompliance Training & MonitoringDerivativesBanking / Financial Institutions
Education
- University of Hong Kong — LLB
- University of Hong Kong — PCLL
Languages
CantoneseEnglishMandarin