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Alan Linning

Clients turn to Alan Linning for counsel on civil and criminal investigations and litigation, compliance issues and regulatory policy. He has over 35 years of experience in commercial litigation and disputes, with a focus on financial services regulatory matters and investigations. With the extensive experience gained from his roles in the finance sector as well as with the Hong Kong regulators, Alan is trusted by clients on both contentious and non-contentious regulatory matters. Prior to joining JSM, Alan headed the Asia regional compliance team of a leading investment bank. He was previously the Executive Director of the Enforcement team of the Hong Kong Securities and Futures Commission (SFC) and was heavily involved in formulation and implementation of the securities legislation for Hong Kong's financial markets. · Johnson Stokes & Master

Hong KongLitigation, Banking & FinanceEnglish

About

Alan Linning is a Hong Kong-based lawyer with over 35 years' experience advising on civil and criminal investigations and litigation, compliance issues and regulatory policy, with a focus on financial services regulatory matters. He previously headed the Asia regional compliance team of a leading investment bank and served as Executive Director of the Enforcement team at the Hong Kong Securities and Futures Commission.

Practice areas

LitigationBanking & FinanceRegulatory & ComplianceInvestigations

Office

Expertise

Financial ServicesSecurities RegulationRegulatory EnforcementComplianceAnti-Money Laundering

Education

  • University of Edinburgh, LLB (Hons)

Admissions

  • Hong Kong
  • Scotland

Languages

English